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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-05-14 |
| TX | RA | APPROVED_RES | 2010-11-30 |
| CA | RA | APPROVED | 2010-11-19 |
Branch Locations
50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Silicon Valley | CA | 11/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Silicon Valley | CA | 11/2016 | Present |
TRUSTEE FOR MOTHER, INV RELATED, SAN JOSE, CA, START: 11/10/2021, 10 HRS/MONTH, 0 HRS DURING TRADING. EXECUTOR FOR MOTHER, INV RELATED, SAN JOSE, CA, START: 11/10/2021, 10 HRS/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; SAN JOSE, CA; 50% OWNERSHIP; START DATE 6/1/2024; 4 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-02 |
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