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Joseph Paul Turo

LPl Financial LLC

Albany, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2020-11-10
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2020-11-10

Branch Locations

18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph P. Turo, Cpa Slingerlands NY 03/1999 Present
Cambridge Investment Research, Inc Fairfield IA 06/2013 11/2020
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2013 11/2020
Lpl Financial, Llc Albany NY 11/2020 Present
Previous Registrations
Other Businesses

1) 5/1982 - Tax Prep/Accounting/CPA - Joseph P. Turo, CPA - Investment Related - Slingerlands, NY 12159 2) 2020 - DBA for LPL Business (entity for LPL business) - Rosemont Financial Group - Investment Related - Albany, NY 12211 3) 1/21/2021 - NYS Board of Elections-Candidate Andrew Kirby - Not Investment Related - Home Based - Other-Politics/Government - Treasurer of Campaign - Started 1/15/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Collect revenue, pay bills and prepare financial report.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
  • S66 Uniform Combined State Law Examination
    2001-11-29

View on SEC IAPD

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