William Brown West

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-09-08
SC	RA	APPROVED	2002-06-19

TX RA
APPROVED_RES

Since 2004-09-08
SC RA
APPROVED

Since 2002-06-19

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Easley, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Greenville	SC	12/2001	Present
Bank Of America, Na	Greenville	SC	12/2009	Present

12/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Inc.

Greenville, SC
12/2009 → Present

Bank Of America, Na

Greenville, SC

Other Businesses

I*3209264 Entity Type: N/A Name of OBA: B W TTEE B L W TTEE U/A DTD 01/19/2024 Address: Easley, South Carolina, 29640 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/19/2024 Number of Hours: 10, Yearly Number of Hours during trading: 5, Yearly Duties: Co-Trustee Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-07

S66 Uniform Combined State Law Examination

2002-06-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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