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2206 Summerlon Circle, Dodge City, KS 67801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-27 |
| TX | RA | APPROVED | 2023-08-30 |
| KS | RA | APPROVED | 2013-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diversified Portfolio Management, Llc Dba Heritage Financial | Dodge City | KS | 01/2013 | Present |
| Lpl Financial | Dodge City | KS | 06/2014 | Present |
| Smoll & Banning Cpas, Lcc | Dodge City | KS | 04/2009 | 12/2016 |
(1) 06/20/2014 - AMBER WALLIS, NOTARY PUBLIC/ NOTARY PUBLIC/ 0%/ DODGE CITY, KS; (2) 1/25/2017 - WILLIAM HAYDEN WEALTH MANAGEMENT, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 01/01/2017 - 4 HOURS PER MONTH DURING SECURITIES TRADING. (3) 09/08/2022 - Diversified Portfolio Management, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/18/2014 - 12 Hours Per Month/ 1 Hour During Trading - I provide investment advisory services through Diversified Portfolio Mgmt, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 10/2017 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/08/2022 - Diversified Portfolio Mgmt, LLC - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/13/14 - 12 Hours Per Month/ 1 Hour During Trading (5) 02/04/2026 - Heritage Financial Solutions - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/2010 - 40 hours per month/ 35 hours during trading (6) 02/06/2026 - Heritage Financial Solutions, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2010 - 40 hours per month/ 35 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-05 |
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