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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • KS RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

2210 1St Ave, Dodge City, KS 67801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Djd, Llc Dodge City KS 10/1997 08/2025
Tassett, Tassett & Co. Dodge City KS 08/1999 Present
Southwest Acquisitions Dodge City KS 04/2000 Present
Avantax Investment Services, Inc. Dodge City KS 10/2001 09/2025
Avantax Advisory Services Dodge City KS 05/2002 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Dodge City KS 10/2001 09/2025
Cetera Wealth Services, Llc Dodge City KS 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1997 → 08/2025
    Djd, Llc
    Dodge City, KS
  • 08/1999 → Present
    Tassett, Tassett & Co.
    Dodge City, KS
  • 04/2000 → Present
    Southwest Acquisitions
    Dodge City, KS
  • 10/2001 → 09/2025
    Avantax Investment Services, Inc.
    Dodge City, KS
  • 05/2002 → 09/2025
    Avantax Advisory Services
    Dodge City, KS
  • 10/2001 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Dodge City, KS
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Dodge City, KS
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-05-03 → 2025-09-05
    Avantax Advisory Services
    Dodge City, KS
Other Businesses

1) Dechant, Unruh and Company~2210 1st Ave~Dodge City~KS~67801~Tax Preparation/Accounting~Accountant/Bookkeeper~12/10/2009~40hrs~32hrs~Tax returns

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-11
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S65 Uniform Investment Adviser Law Examination
    2000-09-11
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19

View on SEC IAPD

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