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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-07
  • NY RA
    APPROVED
    Since 2025-07-07

Branch Locations

355 Alhambra Cir Office Of Cao - Awl Local Markets Organization, Coral Gables, FL 33134 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowen Execution Services Llc (Formerly Convergix) New York NY 03/2016 10/2017
Tigress Financial Partners, Llc New York NY 11/2018 07/2021
Unemployed New York NY 11/2017 10/2018
Bcs Global Markets New York NY 10/2018 07/2021
Fidelity Investments Jersey City NJ 07/2021 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2025 Present
  • 03/2016 → 10/2017
    Cowen Execution Services Llc (Formerly Convergix)
    New York, NY
  • 11/2018 → 07/2021
    Tigress Financial Partners, Llc
    New York, NY
  • 11/2017 → 10/2018
    Unemployed
    New York, NY
  • 10/2018 → 07/2021
    Bcs Global Markets
    New York, NY
  • 07/2021 → 03/2025
    Fidelity Investments
    Jersey City, NJ
  • 03/2025 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
S63 Uniform Securities Agent State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2025-07-02
  • S63 Uniform Securities Agent State Law Examination
    2006-07-25
Other Names
  • Jeanine Marie Cerligione

View on SEC IAPD

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