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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2000 | Present |
| Northwestern Mutual Investment Services, Llc. | Augusta | GA | 08/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. THE VISTA 859 OLD TORY TRAIL, AIKEN, SC 29803; 25% OWNER; INVESTMENT-RELATED; LARGE PIECE OF LAND USED FOR PERSONAL/FAMILY USE AND OCCASIONALLY RENTED FOR PURPOSE OF HORSE TRAINING, ETC. START DATE 5/28/15; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-15 |
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