Best Investors Account Sign in

Thomas Christopher Egan

Vanguard Advisers, Inc.

Malvern, PA

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-01
TX RA APPROVED 2019-10-01
  • PA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 12/2007 Present
Vanguard Marketing Corporation Malvern PA 12/2007 Present
Vanguard Advisers, Inc. Malvern PA 10/2019 Present
  • 12/2007 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2007 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 10/2019 → Present
    Malvern, PA
Previous Registrations
  • 2004-08-04 → 2004-12-07
    Wharton Equity Corporation
    Doylestown, PA
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2026 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-01-09
S65 Uniform Investment Adviser Law Examination 2001-10-06
  • S63 Uniform Securities Agent State Law Examination
    2008-01-09
  • S65 Uniform Investment Adviser Law Examination
    2001-10-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor