David A Torres

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 04/2009 → 11/2020
  Tiaa
  Charlotte, NC
• 06/2021 → Present
  E*Trade Securities Llc
  Alpharetta, GA
• 06/2021 → Present
  E*Trade Capital Management Llc
  Alpharetta, GA
• 11/2020 → 06/2021
  Unemployed
  Harrisburg, NC
• 09/2023 → Present
  Morgan Stanley
  Alpharetta, GA
• 09/2023 → Present
  Morgan Stanley
  Alpharetta, GA

Previous Registrations

• 2021-06-09 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Charlotte, NC
  Harrisburg, NC
• 2007-08-10 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Melville, NY
  Charlotte, NC

Other Businesses

GROOVYCOCONUT, INC. POSITION: Owner NATURE: E-Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2015 ADDRESS: 2209 Woodstream Rd, Harrisburg NC 28075, United States DESCRIPTION: Ebay

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-18
• S63 Uniform Securities Agent State Law Examination
  2004-06-01

Other Names

• David Anthony Torres