Jay Owen Brainard

Current Employers

Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-16

TX RA
APPROVED

Since 2023-06-16

Branch Locations

500 W 5Th Street Suite 1105, Austin, TX 78701 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brainard Capital Management, Llc	Austin	TX	12/2005	05/2023
Pathstone	Austin	TX	05/2023	Present

12/2005 → 05/2023

Brainard Capital Management, Llc

Austin, TX
05/2023 → Present

Pathstone

Austin, TX

Previous Registrations

2005-12-20 → 2023-06-05

Brainard Capital Management Llc

Austin, TX
2004-09-01 → 2005-12-21

Momentum Independent Network Inc.

Little Rock, AR
2004-03-01 → 2004-09-01

Hilltop Securities Inc.

Austin, TX
2002-11-04 → 2004-03-11

Ubs Financial Services Inc.

Austin, TX
2002-06-27 → 2002-08-08

Pershing Llc

New York, NY

Other Businesses

BDC Capital, LLC; 3160 Bee Caves Rd., Suite 304; Austin, TX 78746 Angel/private investment vehicle Manager; Investment analysis and administrative tasks associated with funding investments Started: 06/30/2016 Spend approximately 4 hours per month Less than 10 minutes per day

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-03

S66 Uniform Combined State Law Examination

2001-11-03

Other Names

Owen Brainard

View on SEC IAPD

Current Employers

Pathstone

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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