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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED | 2023-11-16 |
Branch Locations
19 Center St, Chatham, NJ 07928 • United States
2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boca Raton | FL | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Boca Raton | FL | 11/2023 | Present |
DROWOS PRIVATE WEALTH LLC; INV. RELATED; BOCA RATON, FL; OWNER; FINET OPERATING ENTITY; START DATE 11/17/2023; 160 HRS PER MONTH; 160 HRS DURING TRADING.| IV SERIES 3A, A SERIES OF INEFFABLE VENTURES SERIES LLC; INV RELATED; NEW YORK, NY; LLC USED TO INVEST; 33.33% OWNERSHIP; START DATE 03/31/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| IV SERIES 9A, A SERIES OF INEFFABLE VENTURES SERIES LLC; INV RELATED; NEW YORK, NY; LLC USED TO INVEST; 20% OWNERSHIP; START DATE 06/09/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| IV SERIES 10A, A SERIES OF INEFFABLE VENTURES SERIES LLC; INV RELATED; NEW YORK, NY; LLC USED TO INVEST; 33.33% OWNERSHIP; START DATE 07/11/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-08 |
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