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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-14
  • TX RA
    APPROVED
    Since 2015-10-14

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 07/2015 Present
Bank Of America, N.A. Austin TX 09/2015 Present
Previous Registrations
Other Businesses

BOUNCE MARKETING & EVENTS, LLC NOT INVESTMENT RELATED AUSTIN, TX 78704 CEO, FOUNDER, OWNER 9/15/08 10-12 HRS/MONTH 4-5 HRS/MONTH DURING TRADING HOURS PROVIDE STRATEGIC GUIDANCE I*90409 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: M. L G. INVESTMENT RELATED: YES ADDRESS OF BUSINESS: AUSTIN, TEXAS 78704 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 6/1/2010 NUMBER OF HOURS DEVOTED: 1 HR MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY - OWN AND MANAGE PERSONAL RENTAL PROPERTY I*3696295 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO P. K G. IRA FBO P. K G. Address: Austin, Texas, 78747 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*127759 Entity Type: For-Profit Organization Name of outside business organization: Puptopia Partners, LLC Investment related: No Address of business: Austin, Texas 78704 Position, title, association: Owner Start date of relationship: 10/17/2019 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: New LLC for business creating, producing and executing festival events for dogs and their humans. I*10023 For profit or not for profit: Name of outside business organization: Michelle L. Graham and LDE Investment related: Address of business: Austin, Texas 78704 Nature of business: , Position, title, association: , Start date of relationship: 9/26/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*3825 Entity Type: Rental Property Name of outside business organization: Michelle L Graham Investment related: No Address of business: Austin, Texas 78704 Position, title, association: Co-owner with other family members Start date of relationship: 6/1/2010 Number of hours devoted: 1 hour mthly Number of hours devoted during trading hours: 0 Duties: Co-owner of rental property I*2121263 Entity Type: Fiduciary, Name of OBA: PKG AND CJG JTWROS , Address: Austin, Texas, 78747, Investment Related: No, Position, Title, Association: Power of Attorney, Employee State Date: 12/09/2024, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney/Parents I*2606280 Entity Type: HOA, Co-op, Freehold, Name of OBA: Springhollow HOA, Address: Austin, Texas, 78746, Investment Related: No, Position, Title, Association: Board Member Employee State Date: 07/09/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Duties: Monthly board meetings Board of Directors for Homeowners Association where I own a condominium. condo is an approved aim for rental income I*2691275 Entity Type: For Profit, Name of OBA: Timber Retreat, LLC, Address: Austin, Texas, 78746, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee State Date: 07/09/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Duties: coordinate tax filings, manage bank account, Manage new 2nd home and rental property purchased in Colorado I*3589302 Entity Type: Fiduciary role Name of OBA: Patrick IRA Address: Austin, Texas, 78747 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/21/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-13
  • S66 Uniform Combined State Law Examination
    2015-10-13
Other Names
  • Graham Michele L
  • Michelle L Graham
  • Michelle Lorene Chiles
  • Michelle L Chiles

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