Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 07/2005 | 06/2017 |
| Bank Of America, N.A. | Newport Beach | CA | 12/2009 | 06/2017 |
| Rbc Capital Markets, Llc | Newport Beach | CA | 06/2017 | 07/2021 |
| Stifel Nicolaus & Co Inc | Irvine | CA | 07/2021 | 05/2023 |
| New York Life Insurance Company | Newport Beach | CA | 05/2023 | 04/2026 |
| Nylife Securities Llc | Newport Beach | CA | 08/2023 | 04/2026 |
| Eagle Strategies Llc | Newport Beach | CA | 09/2023 | 04/2026 |
| Ameriprise Financial Services, Llc | Tustin | CA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-22 |
Reach out to this advisor