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Luciano Dela Cruz

Wells Fargo Advisors Financial Network, LLC

New City, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-20
NY RA APPROVED 2022-06-16
TX RA APPROVED 2022-06-16
  • NJ RA
    APPROVED
    Since 2022-06-20
  • NY RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED
    Since 2022-06-16

Branch Locations

17 Squadron Boulevard Suite 400, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New City NY 05/2011 11/2016
Wells Fargo Clearing Services, Llc New City NY 11/2016 06/2022
Wells Fargo Advisors Financial Network, Llc New City NY 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-27
S63 Uniform Securities Agent State Law Examination 2006-12-07
  • S66 Uniform Combined State Law Examination
    2008-08-27
  • S63 Uniform Securities Agent State Law Examination
    2006-12-07
Other Names
  • Dela Luciano Cruz
  • Luciano D Delacruz
  • Luciano De Los Santos Dela Cruz

View on SEC IAPD

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