Judith Ofelia Polak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 05/2020
  Prospera Financial Services, Inc.
  Dallas, TX
• 05/2020 → Present
  Lpl Financial Llc
  Fort Worth, TX

Previous Registrations

• 2009-04-13 → 2020-05-24
  Prospera Financial Services, Inc.
  Dallas, TX
  Hurst, TX
  Burleson, TX
• 2007-02-09 → 2009-04-30
  Edward Jones
  Burleson, TX

Other Businesses

1.05/21/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Anchor Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/21/2026; Anchor Wealth Strategies LLC; Real Estate Rental; Investment Related; Fort Worth,TX; Start Date 11/01/2026; 1hrs/mth; 1hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-01-30
• S63 Uniform Securities Agent State Law Examination
  2001-10-11

Other Names

• Judy Santos
• Judy Santos
• Judith Ofelia Santos
• Judy Santos Polak
• Judith Ofelia Santos