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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 05/2008 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 01/2014 | Present |
1) 06/04/2008: KEYSTONE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2) 4/21/2010: KEYSTONE PROPERTIES - INVESTMENT RELATED - 230 LEXINGTON GREEN CIR #110, LEXINGTON, KY - REAL ESTATE RENTAL - 5% OF TIME SPENT - 1 PROPERTY. 3) 5/27/2014: MICHAEL W. KRETZ, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 2% - OFFERING A FUNERAL EXPENSE TRUST THROUGH NGL. LIFE INSURANCE. 4) 9/15/2014: KEYSTONE FINANCIAL GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 04/01/2014 - 140 HOURS PER MONTH/6 HOURS DURING SECURITIES TRADING. 5) 6/24/2015: MICHAEL W KRETZ INC - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 03/15/2009 - 1 HOUR PER MONTH DURING SECURITIES TRADING. 6) 01/17/2025- KEYSTONE FINANCIAL GROUP, LLC- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 01/13/2025- 10 Hours Per Month- 1 Hour During Trading- I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-12 |
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