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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-11 |
| OH | RA | APPROVED | 2026-08-10 |
Branch Locations
Cincinnati, OH • United States
345 California Street Suite 600, San Francisco, CA 94104 • United States
600 Vine Street Suite 2100, Cincinnati, OH 45202-2466 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-04-30 |
Branch Locations
600 Vine Street Suite 2100, Cincinatti, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
Name of other business: FOOTSAK LLC; Is business Investment related: Yes; Address of other business: Amberley, OH; Nature of other business: Healthcare private venture capital fund; Your position: Investor in Angel Physicians Fund; Start date of relationship: June 2020; Approx. # of hours /month devote to other business: 0; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Member of FOOTSAK LLC that invests in Angel Physicians.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-26 |
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