Stephanie Small Midler

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Boca Raton, FL
• 11/2016 → 04/2024
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 04/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Boca Raton, FL

Previous Registrations

• 2012-02-03 → 2024-04-05
  Wells Fargo Clearing Services, Llc
  West Palm Beach, FL
  Boca Raton, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
• 2009-06-01 → 2012-02-08
  Morgan Stanley
  Ft. Lauderdale, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ft. Lauderdale, FL
• 2001-10-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ftlauderdale, FL
  Ft. Lauderdale, FL

Other Businesses

MGR WEALTH MANAGEMENT LLC, INV RELATED, BOCA RATON, FL, 33.4% OWNERSHIP, START: 4/23/2024, 120 HOURS A MONTH, 20 HOURS DURING TRADING. FINET PRACTICE LLC;| MIDLOMAX, LLC, INV RELATED, BOCA RATON, FL, 100% OWNERSHIP, START: 4/23/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE LLC.; | TRUSTEE FOR SON, INV RELATED, BOCA RATON, FL, START: 5/1/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.| NEXUS CONTINUITY PARTNERS; LLC; INV RELATED; BOCA RATON, FL; LLC FOR INSURANCE; 50% OWNERSHIP; START DATE 05/01/2026; 5 HOURS PER MONTH; 5 HOURS DURING TRADING| NEXUS CONTINUITY TAX; LLC; INV RELATED; BOCA RATON, FL; LLC FOR TAX PREPARATIONS; 50% OWNERSHIP; START DATE 05/01/2026; 5 HOURS PER MONTH; 5 HOURS DURING TRADING|

Exams

• S66 Uniform Combined State Law Examination
  2001-11-06

Designations

• Certified Financial Planner

Other Names

• Stephanie Llene Small Midler
• Stephanie Ilene Small
• Stephanie Ilene Small