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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-06 |
| GA | RA | APPROVED | 2022-06-30 |
Branch Locations
1960 Satellite Boulevard Suite 9500, Duluth, GA 30097 • United States
3051 Akers Mill Rd Se Suite 110, Atlanta, GA 30339 • United States
3460 Preston Ridge Rd Suite 500, Alpharetta, GA 30005 • United States
100 Hartsfield Centre Pkwy Suite 650, Atlanta, GA 30354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 06/2015 | 02/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 10/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 10/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 06/2022 | Present |
| Unemployed | Roswell | GA | 10/2021 | 06/2022 |
Name: Actor, Role: Actor, Type: Other, Start Date: 01/28/2020, Investment Related?: No, Address: 13080 Addison Rd, Roswell, GA 30075, Number of Hours/Mo: 2, Duties: Acting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-14 |
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