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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-06
GA RA APPROVED 2022-06-30
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • GA RA
    APPROVED
    Since 2022-06-30

Branch Locations

1960 Satellite Boulevard Suite 9500, Duluth, GA 30097 • United States

3051 Akers Mill Rd Se Suite 110, Atlanta, GA 30339 • United States

3460 Preston Ridge Rd Suite 500, Alpharetta, GA 30005 • United States

100 Hartsfield Centre Pkwy Suite 650, Atlanta, GA 30354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 06/2015 02/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 10/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2021
Financial Engines Advisors L.L.C. Santa Clara CA 06/2022 Present
Unemployed Roswell GA 10/2021 06/2022
  • 06/2015 → 02/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 10/2021
    Td Ameritrade, Inc.
    St. Louis, MO
  • 02/2018 → 10/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 10/2021 → 06/2022
    Unemployed
    Roswell, GA
Previous Registrations
  • 2018-02-27 → 2021-10-07
    Td Ameritrade, Inc.
    St. Louis, MO
    Alpharetta, GA
  • 2018-02-26 → 2021-10-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    St. Louis, MO
    Alpharetta, GA
  • 2016-03-17 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2012-06-11 → 2015-06-16
    Td Ameritrade, Inc.
    The Woodlands, TX
    Plano, TX
  • 2012-06-11 → 2015-06-16
    Td Ameritrade Investment Management, Llc
    The Woodlands, TX
    Plano, TX
  • 2009-10-28 → 2012-05-24
    Chase Investment Services Corp.
    Mckinney, TX
    Carrollton, TX
    Dallas, TX
    Carrollton, TX
    Dallas, TX
    Carrollton, TX
    Farmers Branch, TX
    Allen, TX
    Mckinney, TX
  • 2003-08-04 → 2009-08-13
    Houston, TX
Other Businesses

Name: Actor, Role: Actor, Type: Other, Start Date: 01/28/2020, Investment Related?: No, Address: 13080 Addison Rd, Roswell, GA 30075, Number of Hours/Mo: 2, Duties: Acting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-14
S63 Uniform Securities Agent State Law Examination 2001-11-14
  • S66 Uniform Combined State Law Examination
    2003-07-14
  • S63 Uniform Securities Agent State Law Examination
    2001-11-14
Other Names
  • Ed Sturdivant

View on SEC IAPD

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