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33335 Grand River, Farmington, MI 48336 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-05 |
| MI | RA | APPROVED | 2011-01-20 |
Branch Locations
33335 Grand River, Farmington, MI 48336 • United States
3258 Clear Vista Ct., Grand Rapids, MI 49525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glp Investment Services | Grand Rapids | MI | 07/2005 | Present |
| Glp And Associates Inc | Grand Rapids | MI | 07/2005 | Present |
| Asset Allocation Strategies | Grand Rapids | MI | 01/2011 | Present |
(1) RINGLER, BYRNE, AND EVANS LLC | INVESTMENT RELATED | GRAND RAPIDS, MI | NATURE: INSURANCE/CONSULTING | APX. 80 HOURS/MO. (70 DURING TRADING HOURS) | POSITION: PARTNER | START DATE: 02/2005 | DUTIES: SELL LIFE INSURANCE. (2) USA FINANCIAL | INVESTMENT RELATED | ADA, MI | NATURE: TERM LIFE, ANNUITY AND LONGTERM CARE INSURANCE | POSITION: INSURANCE BROKER | START DATE: 2005 | APX. 4 HOUR/MO. (1 DURING TRADING HOURS) | DUTIES: SELL LIFE INSURANCE AND LONGTERM CARE INSURANCE. (3) NEISHLOSS AND FLEMING | INVESTMENT RELATED | PITTSBURGH, PA | NATURE: MEDICARE SUPPLEMENT INSURANCE | POSITION: INSURANCE BROKER | START DATE: 2014 | APX. 1 HOURS/MO. (NOT DURING TRADING HOURS) | DUTIES: SELL MEDICARE SUPPLEMENT INSURANCE. (4) VAN DUREN IRVING WEST | INVESTMENT RELATED | CALEDONIA, MI | NATURE: P&C INSURANCE | POSITION: INSURANCE BROKER | START DATE: 2012 | APX. 4 HOURS/MO. (2 DURING TRADING HOURS) | DUTIES: REFER CLIENTS AND PROSPECTS FOR HOME AND AUTO INSURANCE. (5) 3258 CLEAR VISTA LLC | INVESTMENT RELATED | GRAND RAPIDS, MI | NATURE: BUY/RENT PROPERTIES | POSITION: PART OWNER | START DATE: 08/2020 | LESS THAN 1 HOUR/MO. | DUTIES: HELP MANAGE PROPERTY/COLLECT RENT. (6) GLP & ASSOCIATES | INVESTMENT RELATED | LOCATED IN GRAND RAPIDS, MI - SUPERVISED FROM FARMINGTON MI | NATURE: LIFE INSURANCE/ANNUITY SALES | POSITION: INSURANCE AGENT | START DATE: 07/2005 | APX 60 HRS/MO. (DURING TRADING HOURS) | DUTIES: LIFE INSURANCE, FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. (7) ASSET ALLOCATION STRATEGIES, LLC | INVESTMENT RELATED | LOCATED IN GRAND RAPIDS, MI - SUPERVISED FROM FARMINGTON MI | INVESTMENT ADVISORY | POSITION: IAR | START DATE: 01/2011 | APX 100 HRS/MO. (90 HRS DURING TRADING HOURS) | DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS. (8) ONE MAN WINDOWS | NOT INVESTMENT RELATED | BELMONT, MI | NATURE: COMMERCIAL AND RESIDENTIAL WINDOW WASHING SERVICE | POSITION: 50% OWNER | START DATE: 01/2026 | APX. 4 HOURS/MO (NOT DURING TRADING HOURS) | DUTIES: ADVISE ON PURCHASES/BUDGET, DISTRIBUTE MARKETING MATERIAL, AND MONTHLY CONSULTING ON BUSINESS STRATEGY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-09 |
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