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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-05-15 |
| TX | RA | APPROVED_RES | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc (Fka Proequities Inc) | Valley City | ND | 10/2011 | 05/2023 |
| Concourse Financial Group Securities Inc (Fka Proequities Inc) | Valley City | ND | 11/2016 | 05/2023 |
| (Dba) Leroux Lochow Financial | Valley City | ND | 06/2006 | Present |
| Lpl | Valley City | ND | 05/2023 | Present |
1) 05/2023 - Leroux Lochow Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 05/2023 - No Business Name - Real Estate Rental - Inv. Related - Valley City, ND 58072-3930 - Co-owner - Start Date 06/01/2022 - 1hr/month -1% time spent 3) 05/2023 - Ryan Leroux Inc - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Valley City, ND - Owner - Start Date 01/01/2007 - 1hr/month -1% time spent 4) 05/2023 - Ryan Leroux - Non-Variable Insurance - Inv. Related - Valley City, ND - Agent Selling Insurance- Start Date 09/01/2006 - 1hr/month -1% time spent 5) 05/2023 - Valley City High School - Outside/W-2 Employment - Non-inv. Related - Valley City, ND - Assistant Coach - Start Date 03/27/2023 - 72hrs/month -10% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-18 |
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