Ryan Sean Leroux

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 05/2023
  Concourse Financial Group Securities Inc (Fka Proequities Inc)
  Valley City, ND
• 11/2016 → 05/2023
  Concourse Financial Group Securities Inc (Fka Proequities Inc)
  Valley City, ND
• 06/2006 → Present
  (Dba) Leroux Lochow Financial
  Valley City, ND
• 05/2023 → Present
  Lpl
  Valley City, ND

Previous Registrations

• 2016-11-16 → 2023-06-01
  Concourse Financial Group Securities, Inc.
  Valley City, ND
  Fargo, ND
  Valley City, ND

Other Businesses

1) 05/2023 - Leroux Lochow Financial - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 05/2023 - No Business Name - Real Estate Rental - Inv. Related - Valley City, ND 58072-3930 - Co-owner - Start Date 06/01/2022 - 1hr/month -1% time spent 3) 05/2023 - Ryan Leroux Inc - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Valley City, ND - Owner - Start Date 01/01/2007 - 1hr/month -1% time spent 4) 05/2023 - Ryan Leroux - Non-Variable Insurance - Inv. Related - Valley City, ND - Agent Selling Insurance- Start Date 09/01/2006 - 1hr/month -1% time spent 5) 05/2023 - Valley City High School - Outside/W-2 Employment - Non-inv. Related - Valley City, ND - Assistant Coach - Start Date 03/27/2023 - 72hrs/month -10% time spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-25
• S63 Uniform Securities Agent State Law Examination
  2001-09-18

Other Names

• Ryan Stan Leroux