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Eric Rosner

Ubs Financial Services Inc.

Washington, DC

Olney, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2017-07-06
MD RA APPROVED 2017-06-28
  • DC RA
    APPROVED
    Since 2017-07-06
  • MD RA
    APPROVED
    Since 2017-06-28

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Olney, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kaplan Financial Group Bethesda MD 08/2004 06/2017
Ubs Financial Services Inc. Washington DC 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-16
  • S66 Uniform Combined State Law Examination
    2001-11-16
Other Names
  • Eric Jason Rosner

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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