Adam Farber

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  J.P. Morgan Securities Llc
  Arroyo Grande, CA
• 05/2013 → Present
  J.P. Morgan Chase Bank
  Arroyo Grande, CA

Previous Registrations

• 2010-04-12 → 2012-10-01
  Chase Investment Services Corp.
  Arroyo Grande, CA
  San Luis Obispo, CA
  Atascadero, CA
  Paso Robles, CA
  Grover Beach, CA
• 2010-02-16 → 2010-04-14
  Vellum Financial, Llc
• 2009-09-04 → 2009-12-31
  Vellum Financial, Llc
  San Luis Obispo, CA
• 2003-02-11 → 2009-09-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Luis Obispo, CA
  San Luis Obispo, CA
  San Luis Obispo, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/1/2018 ADDRESS: 183 SAN LUIS OBISPO, CA. DETAILS: RESIDENTIAL RENTAL. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-08
• S63 Uniform Securities Agent State Law Examination
  2001-09-05

Designations

• Certified Financial Planner

Other Names

• Adam M. Farber