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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

30 Broad Street Ste. 2, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Ocean NJ 07/2016 05/2017
Alvarez And Marsal Ocean NJ 05/2017 10/2017
Audi Of Eatontown Eatontown NJ 10/2017 03/2018
Unemployed Ocean NJ 03/2018 11/2018
Koyote Capital New York NY 11/2018 01/2023
Hudson Wealth Management Red Bank NJ 02/2023 Present
Cetera Advisors St Cloud MN 02/2023 06/2023
Cetera Advisors Llc St Cloud MN 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/2016 → 05/2017
    Unemployed
    Ocean, NJ
  • 05/2017 → 10/2017
    Alvarez And Marsal
    Ocean, NJ
  • 10/2017 → 03/2018
    Audi Of Eatontown
    Eatontown, NJ
  • 03/2018 → 11/2018
    Unemployed
    Ocean, NJ
  • 11/2018 → 01/2023
    Koyote Capital
    New York, NY
  • 02/2023 → Present
    Hudson Wealth Management
    Red Bank, NJ
  • 02/2023 → 06/2023
    Cetera Advisors
    St Cloud, MN
  • 06/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: HUDSON WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • James Anthony Gryta

View on SEC IAPD

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