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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-01-13
NJ RA APPROVED 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2005-01-13
  • NJ RA
    APPROVED
    Since 2004-04-14

Branch Locations

2504 Highway 35, Manasquan, NJ 08736 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 07/2001 Present
Bank Of America, N.A. Manasquan NJ 08/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-29
  • S66 Uniform Combined State Law Examination
    2001-11-29
Other Names
  • Joann Basmagy

View on SEC IAPD

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