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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Amherst | NY | 09/2007 | 06/2024 |
| Securities America Advisors, Inc | Amherst | NY | 09/2007 | 06/2024 |
| L&M Financial Services | Amherst | NY | 05/2002 | Present |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
1. NICKEL CITY TOURS, LLC POSITION: Part-Owner NATURE: Investor into a local Tour company that is going to provide historical bus tours of the city of Buffalo, NY INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2017 ADDRESS: 223 South Park Ave, Buffalo NY 14204 DESCRIPTION: Investor and part-owner of company. 2. L&M GROUP POSITION: Agent NATURE: L&M FINANCIAL SERVICES - INSURNACE SALES - AGENT - INVESTMENT RELATED - START DATE: 02/2005 - LOCATED AT 3820 SHERIDAN DRIVE, AMHERST, NY - TIME SPENT: 100% INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2005 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226, United States DESCRIPTION: Life insurance sales 3. DBA - L&M Wealth Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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