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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Brokerage Services Inc. | Wichita | KS | 10/2012 | 08/2023 |
| Commerce Bank | Wichita | KS | 10/2012 | 08/2023 |
| Lpl Financial Llc | Wichita | KS | 08/2023 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Wichita | KS | 09/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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