Stephen Wayne Bowman

Current Employers

Employment History

• 05/2014 → 12/2025
  Lpl Financial, Llc
  Rice Lake, WI
• 12/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 12/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-05-30 → 2025-12-18
  Lpl Financial Llc
  Rice Lake, WI
  Rice Lake, WI
  Rice Lake, WI
• 2019-07-23 → 2021-12-22
  Wealth Management Group, Llc
  Cumberland, WI
  Rice Lake, WI
• 2015-01-09 → 2018-12-31
  Wealth Management Group, Llc
  Cumberland, WI
  Rice Lake, WI
  Rice Lake, WI
• 2004-04-06 → 2014-07-10
  B&E Investment Advisers, Inc.
  Wayzata, MN
  Rice Lake, WI

Other Businesses

1. NAME OF OTHER BUSINESS: CITY OF RICE LAKE - CITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: RICE LAKE, WI 54868; NATURE OF BUSINESS: CITY COUNCIL; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: COUNCIL PERSON; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: GOVERNANCE FOR THE CITY OF RICE LAKE; 2. NAME OF OTHER BUSINESS: BEA WISCONSIN; INVESTMENT RELATED: NO; ADDRESS: RICE LAKE, WI 54868; NATURE OF BUSINESS: TAX PURPOSES; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING; 3. NAME OF OTHER BUSINESS: ROLL WITH THE DOUGH WOODFIRED BY BOW; INVESTMENT RELATED: NO; ADDRESS: RICE LAKE, WI 54868; NATURE OF BUSINESS: DONATE GATHERINGS TO LOCAL CHARITIES FOR AUCTIONS AND FUNDRAISERS; START DATE: 09/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COOKING PIZZAS FOR CHARITABLE EVENTS AND DONATIONS; 4. NAME OF OTHER BUSINESS: WEALTH MANAGEMENT GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 07/2014; POSITION/TITLE/RELATIONSHIP: VP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: VP;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-09
• S63 Uniform Securities Agent State Law Examination
  2001-10-10

Designations

Other Names

• Steve Bowman