Keith Leon Glaser

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 10/2014 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2009-08-28 → 2015-02-13
  Platinum Wealth Partners
  Tampa, FL
• 2009-08-28 → 2010-12-31
  Platinum Wealth Partners
  Tampa, FL
• 2007-04-02 → 2008-12-17
  Morgan Stanley & Co. Llc
  Tampa, FL
• 2004-10-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Tampa, FL
  Tampa, FL
• 2001-09-13 → 2004-10-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL

Other Businesses

(1) INSURANCE SERVICES; 4301 ANCHOR PLAZA PARKWAY, SUITE 450, TAMPA, FL 33634; AGENT; 10/2014; NON INVESTMENT RELATED; SALES; 4 HRS/MONTH, 4 HRS/MONTH DURING TRADING HOURS; SALES AND SERVICE (2) KASE WEALTH ADVISORS; DBA; Investment related; 4302 Henderson Blvd, Ste 201; Managing Director; investment business; Start 11/1/2014. (3) Limitless Alpha; Not investment related; 3822 W Angeles St Tampa, FL 33629; President; For tax purposes; Start 9/23/2015; 2 hours per month, 0 during trading hours. (4) Rental Property; Not investment related; 5440 S. Macdill Ave, 2H; Owner/Landlord; Start 4/4/2016; 0 hours/month.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-15

Other Names

• Keith L Glaser
• Keith L Glaser