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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-08-21
TX RA APPROVED_RES 2015-09-02
  • NM RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED_RES
    Since 2015-09-02

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

5285 E Williams Circle, Tucson, AZ 85711 • United States

Mimbres, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tucson AZ 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-20
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S66 Uniform Combined State Law Examination
    2002-09-20
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23

View on SEC IAPD

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