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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-30
  • NC RA
    APPROVED
    Since 2023-11-30

Branch Locations

1742 Wilkesboro Rd, Statesville, NC 28625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pj Robb Variable Corp Charlotte NC 04/2014 12/2020
Crump Life Insurance Services Harrisburg PA 03/2014 12/2020
Lpl Financial Llc Fort Mill SC 12/2020 07/2023
State Employees' Credit Union Statesville NC 08/2023 Present
Secu Life Insurance Company Raleigh NC 08/2023 Present
Secu Brokerage Services Raleigh NC 08/2023 Present
Credit Union Investment Services Raleigh NC 09/2023 Present
Members Trust Company Tampa FL 08/2025 Present
  • 04/2014 → 12/2020
    Pj Robb Variable Corp
    Charlotte, NC
  • 03/2014 → 12/2020
    Crump Life Insurance Services
    Harrisburg, PA
  • 12/2020 → 07/2023
    Lpl Financial Llc
    Fort Mill, SC
  • 08/2023 → Present
    State Employees' Credit Union
    Statesville, NC
  • 08/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 08/2023 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 09/2023 → Present
    Raleigh, NC
  • 08/2025 → Present
    Members Trust Company
    Tampa, FL
Previous Registrations
Other Businesses

SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 9/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 9/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-25
  • S66 Uniform Combined State Law Examination
    2023-11-25
Other Names
  • Russell Dale Ahlers

View on SEC IAPD

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