Neal Andrew Faught

Current Employers

Employment History

• 10/2007 → Present
  Mml Investors Services, Llc
  Brentwood, TN
• 10/2007 → Present
  Massmutual Life Insurance Co
  Brentwood, TN

Previous Registrations

• 2004-03-17 → 2007-10-03
  Osaic Fa, Inc.
  Birmingham, AL
  Birmingham, AL

Other Businesses

(1) NAME: AAFS LLC INV REL: Y ADDR: 10 CADILLAC DR STE 300 BRENTWOOD, TN 37027 NATURE: LLC TO POOL FUNDS WITH ABBY SPAULDING TO FUND PRACTICE EXPENSES FOR STAFF AND MARKETING POSITION: OWNERSHIP START: 6/1/19 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME:NEAL ANDREW FAUGHT, INV REL:Y ADDR: 10 CADILLAC DRIVE, SUITE 300, BRENTWOOD TN 37027 NATURE: OUTSIDE BUSINESS, POSITION: SALES, START: 5/5/2022, NO HR/MO:1 NO HR/MO DUR TRADING:1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES. (3) NAME: NAF FS LLC INV REL: Y ADD: 10 CADILLAC DRIVE SUITE 300 BRENTWOOD TN 37027 NATURE: ADVISORY FEES POSITION: PRESIDENT START DATE: 1/1/2023 NO HRS/MO: 80 NO HRS/MO DURING TRADING: 80 DUTIES: THE LLC IS SET UP TO RECEIVE ADVISORY FEES AND WILL CONDUCT NO OTHER BUSINESS. NO OBLIGATIONS IN EXCESS OF MY NORMAL ADVISORY PRACTICE. (4) NAME: MASS LLC INV REL: Y ADD: 10 CADILLAC DRIVE, SUITE 390 BRENTWOOD, TN 37027 NATURE: ENTITY TO RECEIVE ADVISORY COMPENSATION TO FUND BUSINESS EXPENSES POSITION: MANAGING MEMBER START DATE: 01/01/2026 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 30 DUTIES: THIS ENTITY WILL RECEIVE ADVISORY COMPENSATION AND FUND BUSINESS EXPENSES. (5) NAME: FAM LLC INV REL: Y ADD: 1728 GLEN ECHO RD., NASHVILLE TN, 37215 NATURE: BOOKEEPING AND BILL PAY SERVICES POSITION: BOARD MEMBER START DATE: 03/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: HELP THE ENTITY DETERMINE THE SCOPE OF THE WORK THEY PROVIDE TO ITS CLIENTS WITH OUR KNOWLEDGE OF HIGH-NET-WORTH CLIENT NEEDS AND EXPECTATIONS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-13

Designations

Other Names

• Andy Faught