Ray Marshall Evans

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charleston, SC
• 01/2010 → 01/2020
  Bank Of America, Na
  Charleston, SC
• 01/2020 → Present
  Ubs Finacial Services Inc.
  Charlotte, NC

Previous Registrations

• 2009-06-03 → 2020-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Pleasant, SC
  Mount Pleasant, SC
• 2007-04-02 → 2009-06-02
  Morgan Stanley & Co. Llc
  Charleston, SC
• 2002-02-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Charleston, SC
  Charleston, SC

Other Businesses

I*29160 For profit or not for profit: For-Profit Organization Name of outside business organization: R T M Q LLC Investment related: Y Address of business: Cheynne, Wyoming 82001 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 11/1/2009 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-04
• S63 Uniform Securities Agent State Law Examination
  2001-11-20

Other Names

• Ray Marshall Evans
• Ray Marshall Evans Iii