Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-16 |
| GA | RA | APPROVED | 2023-10-16 |
| UT | RA | APPROVED | 2023-07-05 |
| NC | RA | APPROVED | 2020-01-21 |
Branch Locations
941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | SC | 06/2009 | 01/2020 |
| Bank Of America, Na | Charleston | SC | 01/2010 | 01/2020 |
| Ubs Finacial Services Inc. | Charlotte | NC | 01/2020 | Present |
I*29160 For profit or not for profit: For-Profit Organization Name of outside business organization: R T M Q LLC Investment related: Y Address of business: Cheynne, Wyoming 82001 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 11/1/2009 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-20 |
Reach out to this advisor