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Dustin Gottfried Barrales

Strategic Advisers LLC

Orland Park, IL

Fankfort, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-17
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IN RA
    APPROVED
    Since 2025-11-17
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

15105 S. Lagrange Road, Orland Park, IL 60462-3708 • United States

Fankfort, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 02/2015 10/2019
Cetera Investment Advisers Llc Schaumburg IL 02/2015 10/2019
Fidelity Brokerage Services Orland Park IL 10/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2015 → 10/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2015 → 10/2019
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 10/2019 → Present
    Fidelity Brokerage Services
    Orland Park, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-11-05 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Orland Park, IL
  • 2015-04-15 → 2019-10-15
    Cetera Investment Advisers Llc
    Schaumburg, IL
    Schaumburg, IL
  • 2009-10-06 → 2010-12-31
    John Hancock Investment Management Llc
    Downers Grove, IL
    Boston, MA
  • 2007-04-18 → 2009-04-01
    Thinkequity Llc
    Chicago, IL
  • 2004-09-08 → 2006-08-29
    Morgan Stanley Dw Inc.
    Orland Park, IL
    Orland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-15
  • S66 Uniform Combined State Law Examination
    2015-04-15
Other Names
  • Dustin Gottfried Barrales
  • Dustin G Barrales

View on SEC IAPD

Other Firms

MORGAN STANLEY
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CETERA INVESTMENT ADVISERS LLC
W&S BROKERAGE SERVICES, INC.
WAVE & BREAKOUT L.L.C.
HIGHPOINT PLANNING PARTNERS
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE
CHRISTINA A Valtierra
Pamela Jean Tattas
MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
CRAIG PATRICK CUNNINGHAM

Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL

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