Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2011-08-25
  • MS RA
    APPROVED
    Since 2011-08-25

Branch Locations

6374 Hwy 98 W Ste C, Hattiesburg, MS 39402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2011 Present
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)WELLSPRING WEALTH GROUP, 6504 HWY 98, HATTIESBURG, MS, 7/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5/MO - 0/TRADING. 3)KOKOMO Q, 73 TONEY RD , KOKOMO, MS, 39643 ; BEGAN 05/31/2014 ; AS TEAM CAPTAIN ; NOT INVESTMENT RELATED ; DEVOTES 10 HRS/MO ; NONE DURING TADING. 4) KOKOMO Q LAND MANAGEMENT, 54 Kokomo Road, Kokomo MS 39643 United States, 03/2026, Owner, Real Estate, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-19
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2011-08-19
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hattiesburg, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor