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Nathan Jensen Woodward

LPl Financial LLC

Cottonwood Heights, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-08-01
  • UT RA
    APPROVED
    Since 2019-08-01

Branch Locations

6995 S Union Park Ctr Ste 300, Cottonwood Heights, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Salt Lake City UT 03/2001 07/2019
Mml Investors Services Llc Salt Lake City UT 03/2014 07/2019
Lpl Financial, Llc Cottonwood Heights UT 07/2019 Present
Previous Registrations
Other Businesses

1. 7/30/2019 - Intermountain Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2005. 2. 4/17/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2010 - 1 Hour Per Month During Securities Trading - Group Health Insurance sales and consulting. 3. 5/19/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2019 - 5 Hours Per Month During Securities Trading - Licensed Life Insurance broker, selling and servicing life, disability income and long term care insurance. 4. 12/15/2022 - NJWoodward, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 12/14/2022 - 40 Hours Per Month/40 Hours During Securities Trading 5. 09/20/2023 - Other - Athletics - Tennis umpire for high school, college and amateur tennis - Not Investment Related - Utah - Start Date 08/01/2023 - 2 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-28
S63 Uniform Securities Agent State Law Examination 2014-06-30
  • S65 Uniform Investment Adviser Law Examination
    2016-06-28
  • S63 Uniform Securities Agent State Law Examination
    2014-06-30

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