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Alan S Li

Eagle Strategies LLC

Rego Park, NY

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2011-04-28
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2011-04-28

Branch Locations

97-77 Queens Blvd 10Th Floor, Rego Park, NY 11374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Lake Success NY 05/2010 Present
Nylife Securities Llc Lake Success NY 07/2010 Present
Eagle Strategies Llc Lake Success NY 01/2011 Present
  • 05/2010 → Present
    New York Life Insurance Co
    Lake Success, NY
  • 07/2010 → Present
    Nylife Securities Llc
    Lake Success, NY
  • 01/2011 → Present
    Eagle Strategies Llc
    Lake Success, NY
Other Businesses

INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIESS LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-01
S65 Uniform Investment Adviser Law Examination 2004-03-20
S63 Uniform Securities Agent State Law Examination 2002-01-13
  • S66 Uniform Combined State Law Examination
    2005-02-01
  • S65 Uniform Investment Adviser Law Examination
    2004-03-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-13

View on SEC IAPD

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BELLA DAVID
James Anthony Geraci

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