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Karrie Ann Thomas

Nautilus Financial Group, Inc.

Virginia Beach, VA

CRD 4434530

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Employer firm

Nautilus Financial Group, Inc. CRD 157164

$65.7M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • ADVISORY CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Nautilus Financial Group, Inc.

468 S. Independence Blvd., Suite B-122, Virginia Beach, VA 23452 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
FL RA APPROVED 2021-12-14
PA RA APPROVED 2019-03-21
MD RA APPROVED 2012-05-18
NC RA APPROVED 2012-05-09
SC RA APPROVED 2012-05-03
VA RA APPROVED 2011-05-12
  • TX RA
    APPROVED
    Since 2023-08-15
  • FL RA
    APPROVED
    Since 2021-12-14
  • PA RA
    APPROVED
    Since 2019-03-21
  • MD RA
    APPROVED
    Since 2012-05-18
  • NC RA
    APPROVED
    Since 2012-05-09
  • SC RA
    APPROVED
    Since 2012-05-03
  • VA RA
    APPROVED
    Since 2011-05-12

Branch Locations

468 S. Independence Blvd., Suite B-122, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sheavly Financial Group, Inc. Virginia Beach VA 01/2001 08/2017
Nautilus Financial Group, Inc. Virginia Beach VA 08/2017 Present
Previous Registrations
  • 2007-03-07 → 2011-04-20
    American Portfolios Advisors, Inc
    Holbrook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-28
S63 Uniform Securities Agent State Law Examination 2005-12-15
  • S66 Uniform Combined State Law Examination
    2007-02-28
  • S63 Uniform Securities Agent State Law Examination
    2005-12-15
Designations
  • Certified Financial Planner
Other Names
  • Karrie Ann Long

View on SEC IAPD

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Nearby Investors

BRYAN BARTLETT REX
JOSEPH SCOTT KOMARNICKI
ADAM THOMAS REX

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Virginia Beach, VA
BEACON HARBOR WEALTH ADVISORS · VIRGINIA BEACH, VA

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