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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-09-07
  • MD RA
    APPROVED
    Since 2022-09-07

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 08/2015 03/2022
Gwfs Equities, Inc Greenwood Village CO 03/2022 Present
Advised Assets Group, Llc Greenwood Village CO 03/2022 Present
  • 08/2015 → 03/2022
    Icma Retirement Corporation
    Washington, DC
  • 03/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

(1) INDEPENDENT REPRESENTATIVE WITH ACN, INC. 32991 HAMILTON CT. FARMINGTON HILLS, MI 48334. NOT INVESTMENT RELATED, STARTED 10/2004, I MARKET THEIR TELECOMMUNICATION SERVICES 10 HRS. A MONTH IN A HOME-BASED BUSINESS. (2) NAME: AIRAM REALTY LLC. NON-INVESTMENT RELATED. ADDRESS: 717 STAMFORD ROAD, BALTIMORE, MD 21229. NATURE OF BUSINESS: REAL ESTATE RENTAL INDUSTRY. POSITION: SOLE PROPRIETOR. START DATE: 12/01/2019. NUMBER OF HOURS/MONTH DEVOTED TO THE OTHER BUSINESS: TEN; ZERO DURING TRADING HOURS. DUTIES: BUYING AND RENTING REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-28
S63 Uniform Securities Agent State Law Examination 2001-10-18
  • S65 Uniform Investment Adviser Law Examination
    2016-03-28
  • S63 Uniform Securities Agent State Law Examination
    2001-10-18

View on SEC IAPD

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