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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Seattle | WA | 07/2015 | 11/2020 |
| Lpl Financial, Llc | Alexandria | IN | 10/2020 | Present |
1. 5/27/2021 - First Merchants - Not Investment Related - 1909 S Park Avenue Alexandria, IN 46001 - Real Estate Rental - Start Date: 6/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Local bank wants to install freestanding ATM machine highway side of property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-27 |
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