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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-22 |
Branch Locations
1060 Dakota Drive, Ste 204, St. Paul, MN 55120-5505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Saint Paul | MN | 01/2004 | Present |
1. 4/21/2004: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - FIXED INSURANCE. 2. 3/22/2013 - MidAmerica Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/5/2021 - Bridge & Branch Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-27 |
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