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William Richard Hennessey

LPl Financial LLC

St. Paul, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-22
  • MN RA
    APPROVED
    Since 2014-01-22

Branch Locations

1060 Dakota Drive, Ste 204, St. Paul, MN 55120-5505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Saint Paul MN 01/2004 Present
Other Businesses

1. 4/21/2004: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - FIXED INSURANCE. 2. 3/22/2013 - MidAmerica Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/5/2021 - Bridge & Branch Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-27
  • S63 Uniform Securities Agent State Law Examination
    2001-09-27

View on SEC IAPD

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