Richard Todd Groberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → Present
  Lpl Financial Llc
  Idaho Falls, ID

Other Businesses

1. 03/20/2006 - Groberg Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 01/27/2014 - Bank of Commerce - INV REL - Non-Profit Board Member - 3% TIME SPENT - I have been asked to be on the board of directors of a local bank.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-24
• S63 Uniform Securities Agent State Law Examination
  2001-09-28

Other Names

• Todd Groberg