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201 State Street, Greensboro, NC 27408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Asset Management, Inc. | Wilmington | NC | 09/2002 | Present |
| Branch Banking And Trust | Wilmington | NC | 09/2002 | Present |
| Stanley Benefit Services | Greensboro | NC | 11/2003 | Present |
| Intercarolina Financial Services, Inc. | Greensboro | NC | 08/2004 | Present |
| Fund Direct Advisors | Greensboro | NC | 10/2010 | Present |
STANLEY BENEFIT SERVICES INC. NOT INVESTMENT -RELATED, 300 E. WENDOVER AVE. SUITE 101 GREENSBORO, NC 27401, RETIREMENT PLAN CONSULTANTS, PARTNER, NOV. 1, 2003, DEVOTE 64 HRS./MO., 64 HRS./MO. DURING TRADING HRS. ADMINISTER PENSION PLANS, SOLICIT TO OBTAIN PENSION PLAN CLIENTS, FUND DIRECT ADVISORS, INC. INVESTMENT-RELATED 7800 MCCLOUD RD. SUITE 200, GREENSBORO, NC 27409 SEC REGISTERED INVESTMENT ADVISOR, SECRETARY/TREASURER, APRIL 5, 2013 DEVOTE 80 HRS./MO. DURING TRADING HOURS, MANAGE CLIENT ASSETS, SOLICIT TO OBTAIN NEW CLIENTS. MUTUAL OF OMAHA, NOT INVESTMENT RELATED, 3301 DODGE STREET, OMAHA, NE 68131, NATURE OF BUSINESS, INSURANCE, INSURANCE AGENT, DEVOTE 2 HRS. PER MONTH, 1 HOUR DURING TRADING HOURS, SELLING INSURANCE POLICIES. Member of Turkey Ridge Farms, LLC Horse Farm , stables ect. 2105 Lafayette Ave, Greensboro, NC 27408 less than 10 hours per month. Member of board. non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-03 |
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