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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-11 |
| CT | RA | APPROVED | 2012-05-07 |
Branch Locations
27 Coogan Boulevard Bldg #21, Mystic, CT 06355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Mystic | CT | 05/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Mystic | CT | 05/2012 | Present |
| Liberty Bank | Mystic | CT | 06/2012 | Present |
(1)Name of Business: Liberty Bank Investment Services Address: 27 Coogan Blvd Ste 21, Mystic, CT, 06355, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-17 |
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