John Cordell Clay

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2013-11-25
CA	RA	APPROVED	2013-11-25
TX	RA	APPROVED	2013-11-25

AZ RA
APPROVED

Since 2013-11-25
CA RA
APPROVED

Since 2013-11-25
TX RA
APPROVED

Since 2013-11-25

Branch Locations

60 South California St. Suite 301, Ventura, CA 93001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Ventura	CA	11/2013	Present

11/2013 → Present

D.A. Davidson & Co.

Ventura, CA

Previous Registrations

2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Ventura, CA
2010-12-07 → 2013-11-04

Crowell, Weedon & Co.

Ventura, CA
2001-11-26 → 2010-12-07

Ubs Financial Services Inc.

Irvine, CA

Irvine, CA

Weehawken, NJ

Oxnard, CA

Oxnard, CA

Westlake Village, CA

Oxnard, CA

Orange, CA

Other Businesses

CORDELL WELLNESS LLC; NON-INVESTMENT RELATED; OXNARD, CA; LLC; START 10/8/22; 5 HRS/WK DURING SECURITIES TRADING HOURS; OWNER OF CRYOTHERAPY WELLNESS CENTER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-12

S66 Uniform Combined State Law Examination

2001-10-12

Other Names

John Cordell Clay
John Cordell Clay Jr.

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews