John Cordell Clay

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  D.A. Davidson & Co.
  Ventura, CA

Previous Registrations

• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Ventura, CA
• 2010-12-07 → 2013-11-04
  Crowell, Weedon & Co.
  Ventura, CA
• 2001-11-26 → 2010-12-07
  Ubs Financial Services Inc.
  Irvine, CA
  Irvine, CA
  Weehawken, NJ
  Oxnard, CA
  Oxnard, CA
  Westlake Village, CA
  Oxnard, CA
  Orange, CA

Other Businesses

CORDELL WELLNESS LLC; NON-INVESTMENT RELATED; OXNARD, CA; LLC; START 10/8/22; 5 HRS/WK DURING SECURITIES TRADING HOURS; OWNER OF CRYOTHERAPY WELLNESS CENTER.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-12

Other Names

• John Cordell Clay
• John Cordell Clay Jr.