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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED 2021-04-28
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2021-04-28

Branch Locations

5975 Sunset Drive Suite 605, South Miami, FL 33143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Coral Gables FL 02/2012 05/2018
Mml Investors Services Coral Gables FL 03/2012 05/2018
Raymond James Financial Services, Inc. South Miami FL 05/2018 Present
Raymond James Financial Services Advisors Inc. South Miami FL 05/2019 Present
Ewe & Me, Llc South Miami FL 07/2019 Present
The 401(K) Lab South Miami FL 02/2012 Present
  • 02/2012 → 05/2018
    Massmutual Life Insurance Co.
    Coral Gables, FL
  • 03/2012 → 05/2018
    Mml Investors Services
    Coral Gables, FL
  • 05/2018 → Present
    Raymond James Financial Services, Inc.
    South Miami, FL
  • 05/2019 → Present
    South Miami, FL
  • 07/2019 → Present
    Ewe & Me, Llc
    South Miami, FL
  • 02/2012 → Present
    The 401(K) Lab
    South Miami, FL
Other Businesses

(1) Name of Business: Alonso Address: 5809 SW 64 Place, South Miami, FL, 33143, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/14/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for account held at Raymond James 157D0559 (2) Name of Business: EWE & ME, LLC Address: 5975 Sunset Dr., Suite 605, South Miami, FL, 33143, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part Owner of the rental property (3) Name of Business: The 401(k) Lab Address: 5809 SW 64 place, south Miami, FL, 33143, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: company that i run payroll through

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-20
S63 Uniform Securities Agent State Law Examination 2004-12-30
  • S65 Uniform Investment Adviser Law Examination
    2019-05-20
  • S63 Uniform Securities Agent State Law Examination
    2004-12-30

View on SEC IAPD

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