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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-12-17
OH RA APPROVED 2001-11-26
  • TX RA
    APPROVED_RES
    Since 2010-12-17
  • OH RA
    APPROVED
    Since 2001-11-26

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Cincinnati OH 11/2013 Present
Other Businesses

NAME OF OTHER BUSINESS: Artswave / INVESTMENT RELATED?: N/ ADDRESS: 20 East Central Parkway Suite 200 / NATURE OF THE BUSINESS: Charity / POSITION: Member of Board of directors / DUTIES: Help establish ArtsWave's strategic direction and monitor its progress. ? Guide and monitor policy implementation. ? Advocate for ArtsWave. Enhance the organization's public standing. ? Meet the required duties of care, conduct and attention that are required by all non-profit trustees. These duties are: the duty of care (level of competence that an ordinarily prudent person would exercise in a like position and under similar circumstances); the duty of loyalty (act in the best interests of the organization); and the duty of obedience (act consistent with the goals of the organization). ? Exercise fiduciary responsibility for financial affairs. ? Serve as a resource, a representative of ArtsWave, and a voluntary advisor when called upon by the Chair and the President. ? Promote the arts by encouraging employees, friends, colleagues, and centers of influence to support the arts and the annual ArtsWave campaign. ? Actively participate in organization's major public events and periodically attend regional arts performances/exhibits/events. ? Become knowledgeable about the organizations in the arts and culture sector of our Region./ START DATE: 11/1/25 / HOURS DEVOTED TO BUSINESS: NA 2) PreOncology,United States,Customer Advisory Board member for start up in medical fieldHealth Care & Pharmaceuticals,Build a product to screen for cancers before Stage 1,Advisor or advisory group member if advice given may influence an officer/board,listen, clarify, and translate feedback into the product roadmap and operational strategyStart date -12/9/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-11
  • S66 Uniform Combined State Law Examination
    2001-10-11
Other Names
  • Burger
  • Kelly Lynn Wittich

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