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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-17 |
| OH | RA | APPROVED | 2001-11-26 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 11/2013 | Present |
NAME OF OTHER BUSINESS: Artswave / INVESTMENT RELATED?: N/ ADDRESS: 20 East Central Parkway Suite 200 / NATURE OF THE BUSINESS: Charity / POSITION: Member of Board of directors / DUTIES: Help establish ArtsWave's strategic direction and monitor its progress. ? Guide and monitor policy implementation. ? Advocate for ArtsWave. Enhance the organization's public standing. ? Meet the required duties of care, conduct and attention that are required by all non-profit trustees. These duties are: the duty of care (level of competence that an ordinarily prudent person would exercise in a like position and under similar circumstances); the duty of loyalty (act in the best interests of the organization); and the duty of obedience (act consistent with the goals of the organization). ? Exercise fiduciary responsibility for financial affairs. ? Serve as a resource, a representative of ArtsWave, and a voluntary advisor when called upon by the Chair and the President. ? Promote the arts by encouraging employees, friends, colleagues, and centers of influence to support the arts and the annual ArtsWave campaign. ? Actively participate in organization's major public events and periodically attend regional arts performances/exhibits/events. ? Become knowledgeable about the organizations in the arts and culture sector of our Region./ START DATE: 11/1/25 / HOURS DEVOTED TO BUSINESS: NA 2) PreOncology,United States,Customer Advisory Board member for start up in medical fieldHealth Care & Pharmaceuticals,Build a product to screen for cancers before Stage 1,Advisor or advisory group member if advice given may influence an officer/board,listen, clarify, and translate feedback into the product roadmap and operational strategyStart date -12/9/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-11 |
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