Michael L Mckay

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2005-04-05
OH	RA	APPROVED	2001-11-26

TX RA
APPROVED_RES

Since 2005-04-05
OH RA
APPROVED

Since 2001-11-26

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

312 Walnut St., Cincinnati, OH 45202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cincinnati	OH	07/2005	Present
Ubs Financial Services Inc.	Cincinnati	OH	07/2005	Present

07/2005 → Present

Ubs Financial Services Inc.

Cincinnati, OH
07/2005 → Present

Ubs Financial Services Inc.

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-09-25

S66 Uniform Combined State Law Examination

2001-09-25

Other Names

Michael Lance Mckay

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

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