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Milton Aponte

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Coral Gables, FL

Miami, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
FL RA APPROVED 2010-06-08
  • TX RA
    APPROVED
    Since 2024-04-30
  • FL RA
    APPROVED
    Since 2010-06-08

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

2100 Ponce De Leon Blvd, Coral Gables, FL 33134 • United States

100 E Flagler St, Miami, FL 33131 • United States

300 S Biscayne Blvd Ste C102A, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 06/2010 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
Previous Registrations
  • 2009-05-02 → 2010-06-08
    Chase Investment Services Corp.
    Miami Lakes, FL
    Miramar, FL
    Hialeah, FL
    Miramar, FL
    Miami, FL
    Miramar, FL
    Miami Gardens, FL
    Miami Lakes, FL
    Hialeah, FL
  • 2007-06-26 → 2009-05-02
    Wamu Investments, Inc.
    Miramar, FL
    Miami Gardens, FL
    Miramar, FL
    Miramar, FL
    Miami, FL
    Miami, FL
    Miami Springs, FL
    Hialeah, FL
    Miami Lakes, FL
    Miami Lakes, FL
    Miami, FL
    Miami, FL
    Hialeah, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-23
S63 Uniform Securities Agent State Law Examination 2004-02-25
  • S65 Uniform Investment Adviser Law Examination
    2007-06-23
  • S63 Uniform Securities Agent State Law Examination
    2004-02-25

View on SEC IAPD

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Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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