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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| KS | RA | APPROVED | 2019-12-19 |
| MO | RA | APPROVED | 2009-06-01 |
Branch Locations
4520 Main Street, Kansas City, MO 64111 • United States
11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Leawood | KS | 06/2009 | Present |
(1) 428069 - BALA Enterprises LLC / Investment Related / Prairie Village, KS / Art, Culture, Technology, Real Estate / Sole Proprietor, Owner / Start 01-April-2021 / During business hours: 0 / After business hours: 2; Administrative, Property Management. (2) 482282 - Estate / Investment Related / Parkville, MO / Successor Role / Start 22-January-2022 / During business hours: 0 / After business hours: 1 / Check Signing, Funds Disbursements. (3) 597396 - Stellar Image Studios / Not Investment Related / Kansas City, MO / Production Company / Start 12-January-2024 / During business hours: 0 / After business hours: 2 / Labor, Service / They want me and my dog to be in a print ad for a dog food company. (4) 647180 - Make-A-Wish Foundation of Missouri & Kansas / Investment Related / Ballwin, MO / Civic, Religious, Community / Finance Committee / Start 27-June-2025 / During business hours: 1 / After business hours: 0 / Accounting, Bookkeeping, Investment Decisions and Advice. (5) 681433 - DeductFlow LLC / Investment Related / Prairie Village, KS / Real Estate, Technology / Sole Proprietor, Owner / Start 20-February-2026 / During business hours: 0 / After business hours: 4; / I created the site. (6) 700924 - BALA Equipment LLC / Investment Related / Prairie Village, KS / Agriculture, Construction, Engineering / Sole Proprietor, Owner / Start 26-June-2026 / During business hours: 0 / After business hours: 9 / Administrative, Labor andService.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-12 |
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