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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
KS RA APPROVED 2019-12-19
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • KS RA
    APPROVED
    Since 2019-12-19
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

4520 Main Street, Kansas City, MO 64111 • United States

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Leawood KS 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Leawood, KS
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Kansas City, MO
  • 2002-01-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Kansas City, MO
    Kansas City, MO
Other Businesses

(1) 428069 - BALA Enterprises LLC / Investment Related / Prairie Village, KS / Art, Culture, Technology, Real Estate / Sole Proprietor, Owner / Start 01-April-2021 / During business hours: 0 / After business hours: 2; Administrative, Property Management. (2) 482282 - Estate / Investment Related / Parkville, MO / Successor Role / Start 22-January-2022 / During business hours: 0 / After business hours: 1 / Check Signing, Funds Disbursements. (3) 597396 - Stellar Image Studios / Not Investment Related / Kansas City, MO / Production Company / Start 12-January-2024 / During business hours: 0 / After business hours: 2 / Labor, Service / They want me and my dog to be in a print ad for a dog food company. (4) 647180 -  Make-A-Wish Foundation of Missouri & Kansas / Investment Related / Ballwin, MO / Civic, Religious, Community / Finance Committee / Start 27-June-2025 / During business hours: 1 / After business hours: 0 / Accounting, Bookkeeping, Investment Decisions and Advice. (5) 681433 - DeductFlow LLC / Investment Related / Prairie Village, KS / Real Estate, Technology / Sole Proprietor, Owner / Start 20-February-2026 / During business hours: 0 / After business hours: 4; / I created the site. (6) 700924 - BALA Equipment LLC / Investment Related / Prairie Village, KS / Agriculture, Construction, Engineering / Sole Proprietor, Owner / Start 26-June-2026 / During business hours: 0 / After business hours: 9 / Administrative, Labor andService.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12
Other Names
  • Douglas Edward Adams

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